Branch office manager - Compliance

  • Location

    USA-NJ-Jersey City

  • Compensation

    100K base plus a bonus

  • Position Type

    Employee

  • Employment type

    Full time

  • Updated

    21 Oct 2008

  • eFC Ref no

    461497
Branch office Compliance manager with Insitutional experience needed

must  understand the rules and the regulations of the trades.

- must be able to provide and implement  any  new compliance rules and regulations

-must have experience dealing with institutional clients

- must have risk monitoring experience

- must have series, 6, 63, 7, 24

- prior supervisory experience is needed

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