eFinancialCareers

• Company

  Morgan McKinley

• Location

  UK-London

• Compensation

  Excellent

• Position Type

  Employee

• Employment type

  Full time

• Updated

  17 Nov 2008

• eFC Ref no

  460503

A leading, global investment bank requires an experienced Compliance specialist to join their Advisory and Central Compliance teams and take on a varied and high profile role with exposure to a broad range of products and direct contact with the business.

A leading, global investment bank requires an experienced Compliance specialist to join their Advisory and Central Compliance teams and take on a varied and high profile role with exposure to a broad range of products and direct contact with the business.

Working mainly with the Control Room and the Advisory Compliance teams, your responsibilities will be three-fold:

You will  facilitate a global  approach to control room processes, by liaising closely with global control room counterparts, and integrating regulatory policies and procedures.

Acting as a bridge between Control Room and the business lines, you will strengthen ties between Control Room, markets compliance and other business functions, to ensure satisfactory management of conflicts of interest, and related issues.

Facilitate better co-ordination of overall Compliance efforts and activities across different subsidiaries of the group.

Also, you will oversee daily activities of Advisory and Central Compliance Team members and extend your assistance to some Central Compliance tasks, such as watch/restricted lists, ensuring proper functioning of Chinese Walls, and liaise with overseas counterparts to ensure consistency of approach.

To be successful, you must have a sound control room compliance experience coupled with a strong knowledge of securities and investment banking, and UK & EU regulatory environment. You will have effective management and first class communication skills and a confidence to deal with the business at all levels.