Finance jobs in Compliance / Legal: AVP Compliance Marketing and Advertising Review job in USA, New York City for the financial job seeker – browse jobs by location & financial sector

AVP Compliance Marketing and Advertising Review

  • Company

    Deutsche Bank

  • Location

    USA-NY-New York City

  • Compensation

    competitive/ DOE

  • Position Type

    Employee

  • Employment type

    Full time

  • Updated

    26 Sep 2008

  • eFC Ref no

    391387
About Deutsche Bank Deutsche Bank is a leading global investment bank with a strong and profitable private clients franchise. A leader in Germany and Europe, the bank is continuously growing in North America, Asia and key emerging markets.
With 75,140 employees in 75 countries, Deutsche Bank offers unparalleled financial services throughout the world. The bank competes to be the leading global provider of financial solutions for demanding clients creating exceptional value for its shareholders and people. www.db.com

Compliance Department: The Compliance Department is instrumental in overseeing the Bank’s adherence to Federal and State securities and banking rules and regulations. Its stated mission is to protect the Bank’s integrity and reputation as the leading provider of financial solutions by: (1) advancing lawful and ethical business conduct in the interest of our clients, shareholders and people; and (2) preventing and detecting violations of law through identifying and managing financial services regulatory.

Job Description: Compliance Marketing and Advertising Review Officer in retail banking to review and approve sales and marketing materials for public, registered representative and internal use for a variety of financial products and services including open end mutual funds, closed-end funds, structured products, retirement plans and registered fund of hedge funds. Materials include advertisements, training materials, sales lieterature, share holder reports etc.

Background Skills Required:

3 to 5 years experience reviewing marketing and advertising material Experience with retail products Specific experience with structured products is a plus –not required Financial product knowledge is important Series 7 & 24 required

EDUCATION Bachelor’s degree required

*Deutsche Bank is an Equal Opportunity/Affirmative Action (M/F/D/V) employer.*

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