eFinancialCareers

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Compliance Associate- Macquarie Securities	Macquarie Information not provided	USA-NY-New York City	11 Mar 10

We are currently seeking a Compliance Associate in our New York office.

Fixed Income Compliance Officer	Societe Generale Commensurate with experience	USA-NY-New York City	11 Mar 10

This position is in the US Legal and Compliance Department and is for a MARK (Global Markets) Compliance Offic...

Associate, Investor Portfolio Performance Support (Investment Management)	Northwest Highly competitive (base + outstanding b...	USA-CT-Stamford	11 Mar 10

This position will provide a combination of business and technical operations support for the team that is res...

OFAC Compliance	The Forum Group Base plus bonus	USA-NY-New York City	10 Mar 10

Our client, an international Bank, B/D and IBD is looking to bring a compliance officer to help manager the OF...

Chief Complaince Officer-International Bank (NYC)	SRI Search commensurate with experience	USA-NY-New York City	10 Mar 10

International Foreign Bank operating in the U.S. is seeking a Head of Compliance Office for the NY Office to ...

Chief Complaince Officer-International Bank (MIAMI)	Not Disclosed commensurate with experience	USA-FL-Ft. Lauderdale	10 Mar 10

International Foreign Bank operating in the U.S. is seeking a Chief U.S. Compliance Officer to supervise, mon...

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	10 Mar 10

fixed income compliance corporate bonds

DEBT CAPITAL MARKETS	Not Disclosed Base plus bonus	USA-NY-New York City	10 Mar 10

Our client, a Global Investment Bank is looking to add some layers to its Debt Capital Markets Compliance Team...

Product Manager – OATS & Market Data Systems	UNX LLC Salary	USA-NY-New York City	10 Mar 10

Accurate reporting of OATS information to FINRA and Market Data distribution data to applicable vendors. In ad...

SENIOR COMPLIANCE OFFICER	BNP Paribas Investment Partners/ Fortis Investment Competitive	USA-MA-Boston	10 Mar 10

Currently, BNP Paribas’ asset management business line, BNP Paribas Investment Partners (BNPP IP), has an exce...

Futures/Currency/Options Trade Compliance	Michael Page 125,000 -170,000	USA-CT-Stamford	10 Mar 10

Leading Global Hedge Fund is looking for a mid to senior level trade compliance officer with experience overse...

CDO Compliance Analyst	Career Group Search Base plus discretionary bonus	USA-CA-Los Angeles	10 Mar 10

Our client, a successful investment management firm based in Los Angeles, is looking for an experienced CDO An...

Hedge Fund Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	09 Mar 10

Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manage...

Compliance Analyst	MacKay Shields LLC Commensurate with Experience	USA-NY-New York City	09 Mar 10

MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer produc...

Reconciliation Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	09 Mar 10

Responsibilities include: 1) Managing DPDI related GL Reconciliations 2) Resolution of Auto-Reconciliation Sy...

Control Room Specialist	Societe Generale Commensurate with experience	USA-NY-New York City	09 Mar 10

Responsible for the day-to-day Control Room surveillance, the maintenance of the Watch and Restricted List and...

Compliance Associate – Terra Nova Financial	Flex Execs Management Solutions N/A	USA-IL-Chicago	08 Mar 10

Our client, Terra Nova Financial, LLC is a specialized financial services firm focused on supporting trading p...

Compliance Manager	Not Disclosed Base Salary Plus Bonus	USA-NY-New York City	08 Mar 10

A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have a...

5 New Compliance Positions: Monitoring & Testing; Product Compliance; Customer Complaints, Anti-Money Laundering & more	The Compliance Search Group LLC Upon experience	USA-NY-New York City	05 Mar 10

The Compliance Search Group seeks a number of Compliance professionals for top-tier financial services firms.

Asset Management Compliance, Investment Bank – VP	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	05 Mar 10

Our client is an international asset management firm.

Basel II Compliance Manager	Not Disclosed Base salary plus bonus	USA-IL-Chicago	04 Mar 10

* 8+ years of project management or internal audit experience. * Strong working knowledge of Basel II rules a...

Broker Dealer Compliance Associate	Not Disclosed Market Rate	USA-CA-San Francisco	04 Mar 10

The primary responsibility of the Broker Dealer Compliance Associate is to ensure that Mellon Transition Manag...

Director- Compliance Risk	The Forum Group Base salary, bonus and benefits	USA-NY-New York City	04 Mar 10

Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team...

Compliance Officer	OTR Global 100,000 base salary plus bonus	USA-NY-White Plains	04 Mar 10

The Compliance Officer will be responsible for the coordination and implementation of firm-wide compliance pro...

Director, Fixed Income Compliance Officer	BNP PARIBAS not disclosed	USA-NY-New York City	04 Mar 10

See job description below

10+ Compliance/Legal Opportunities - Senior and Executive Level	Not Disclosed Competitive and Commensurate with Experi...	USA-NY-New York City	03 Mar 10

We represent GLOBAL INVESTMENT MANAGEMENT FIRMS, HEDGE FUNDS, P/E FIRMS based in NY, BOSTON, NO. and SO. CALIF...

Chief Compliance Officer	BNY Mellon Asset Management negotiable	USA-PA-Pittsburgh	02 Mar 10

CCO manages aspects of an investment advisory compliance program which spans Cash Investment Strategies money...

Compliance Consultant	New York Life Investment Management, LLC (NJ) Commensurate with experience	USA-NJ-Morristown	02 Mar 10

Compliance Consultant for NYL Investments (part-time)

Compliance Consultant	New York Life Investment Management, LLC (NJ) Salary plus bonus	USA-NJ-Morristown	02 Mar 10

The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to suppor...

Derivatives Documentation Negotiator (LEGAL)	Deutsche Bank Exempt	USA-FL-Jacksonville	02 Mar 10

**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**

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