eFinancialCareers

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Futures/Currency/Options Trade Compliance	Michael Page 125,000 -170,000	USA-CT-Stamford	10 Mar 10

Leading Global Hedge Fund is looking for a mid to senior level trade compliance officer with experience overse...

Compliance Associate- Macquarie Securities	Macquarie Information not provided	USA-NY-New York City	10 Mar 10

We are currently seeking a Compliance Associate in our New York office.

Hedge Fund Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	09 Mar 10

Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manage...

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	09 Mar 10

fixed income compliance corporate bonds

Compliance Analyst	MacKay Shields LLC Commensurate with Experience	USA-NY-New York City	09 Mar 10

MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer produc...

Reconciliation Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	09 Mar 10

Responsibilities include: 1) Managing DPDI related GL Reconciliations 2) Resolution of Auto-Reconciliation Sy...

Control Room Specialist	Societe Generale Commensurate with experience	USA-NY-New York City	09 Mar 10

Responsible for the day-to-day Control Room surveillance, the maintenance of the Watch and Restricted List and...

Compliance Manager	Not Disclosed Base Salary Plus Bonus	USA-NY-New York City	08 Mar 10

A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have a...

5 New Compliance Positions: Monitoring & Testing; Product Compliance; Customer Complaints, Anti-Money Laundering & more	The Compliance Search Group LLC Upon experience	USA-NY-New York City	05 Mar 10

The Compliance Search Group seeks a number of Compliance professionals for top-tier financial services firms.

Asset Management Compliance, Investment Bank – VP	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	05 Mar 10

Our client is an international asset management firm.

Compliance Manager III	BNY Mellon Asset Management DOE	USA-NY-New York City	04 Mar 10

You will manage all aspects of the firm’s investment advisory compliance program. Also, you will coordinate wi...

Director- Compliance Risk	The Forum Group Base salary, bonus and benefits	USA-NY-New York City	04 Mar 10

Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team...

VP-Investment Advisory Compliance Officer	The Forum Group Base salary, bonus and benefits.	USA-NY-New York City	04 Mar 10

Our client is a global asset management firm seeking to add a dedicated IA Compliance Officer to their growin...

Compliance Officer	OTR Global 100,000 base salary plus bonus	USA-NY-White Plains	04 Mar 10

The Compliance Officer will be responsible for the coordination and implementation of firm-wide compliance pro...

Director, Fixed Income Compliance Officer	BNP PARIBAS not disclosed	USA-NY-New York City	04 Mar 10

See job description below

10+ Compliance/Legal Opportunities - Senior and Executive Level	Not Disclosed Competitive and Commensurate with Experi...	USA-NY-New York City	03 Mar 10

We represent GLOBAL INVESTMENT MANAGEMENT FIRMS, HEDGE FUNDS, P/E FIRMS based in NY, BOSTON, NO. and SO. CALIF...

Chief Complaince Officer-International Bank (NYC)	SRI Search commensurate with experience	USA-NY-New York City	02 Mar 10

International Foreign Bank operating in the U.S. is seeking a Head of Compliance Office for the NY Office to ...

Compliance Consultant	New York Life Investment Management, LLC (NJ) Commensurate with experience	USA-NJ-Morristown	02 Mar 10

Compliance Consultant for NYL Investments (part-time)

Compliance Consultant	New York Life Investment Management, LLC (NJ) Salary plus bonus	USA-NJ-Morristown	02 Mar 10

The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to suppor...

Compliance Officer Surveillance- VP	Deutsche Bank competitve/ DOE	USA-NY-New York City	02 Mar 10

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way ...

DEBT CAPITAL MARKETS	Not Disclosed Base plus bonus	USA-NY-New York City	01 Mar 10

Our client, a Global Investment Bank is looking to add some layers to its Debt Capital Markets Compliance Team...

Compliance Officer III	BNY Mellon Asset Management negotiable	USA-CT-Norwalk	26 Feb 10

EACM Advisors LLC is a leading investment advisory firm specializing in multi-manager investment programs for ...

AVP Monitoring & Testing Compliance	Michael Page 150,000 - 250,000	USA-NY-New York City	25 Feb 10

Leading Global Investment Bank is seeking a Compliance Officer with 5-10 years of expertise in the area of mon...

Legal Documentation Negotiator	Société Générale - US Commensurate with experience	USA-NY-New York City	24 Feb 10

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. ...

Fixed Income Counsel	Societe Generale Commensurate with experience	USA-NY-New York City	24 Feb 10

We are seeking to hire an attorney with several years experience working on fixed income derivatives transacti...

Sales and Trading Lawyer	Societe Generale Commensurate with experience	USA-NY-New York City	24 Feb 10

We are seeking to hire an attorney with several years experience working on transactions involving the fixed i...

Energy Senior Relationship Manager	Societe Generale Commensurate with experience	USA-NY-New York City	24 Feb 10

SG's Energy and Natural Resources Group is a global division of Societe Generale's Corporate and Investment ba...

Compliance and Control Officer	Societe Generale Commensurate with experience	USA-NJ-Jersey City	24 Feb 10

Information Security Department within SGCIB ensures that all internal entities are fully compliant with SGCIB...

Senior Paralegal - Asset Management	Robert Half Financial Service Group 80,000-90,000	USA-NY-New York City	24 Feb 10

Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...

Regulatory Compliance Officer - VP	Michael Page 125,000-220,000	USA-NY-New York City	22 Feb 10

Leading Global Wealth Manager is looking for a seasoned Regulatory Compliance Officer. The Regulatory Complian...

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