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Associate, Investor Portfolio Performance Support (Investment Management)	Northwest Highly competitive (base + outstanding b...	USA-CT-Stamford	14 Mar 10

This position will provide a combination of business and technical operations support for the team that is res...

Compliance Manager	Not Disclosed Base Salary Plus Bonus	USA-NY-New York City	12 Mar 10

A top-tier, multi-billion dollar asset management firm is looking to hire a Compliance Manager who MUST have a...

Compliance Analyst	MacKay Shields LLC Commensurate with Experience	USA-NY-New York City	12 Mar 10

MacKay Shields has grown steadily over the years through rapidly changing market environments. We offer produc...

Compliance Consultant	New York Life Investment Management, LLC (NJ) Commensurate with experience	USA-NJ-Morristown	12 Mar 10

Compliance Consultant for NYL Investments (part-time)

Compliance Consultant	New York Life Investment Management, LLC (NJ) Salary plus bonus	USA-NJ-Morristown	12 Mar 10

The Marketing Material Review Unit of the New York Life Investments’ Compliance area was established to suppor...

Institutional Brokerage Compliance Associate	Susquehanna International Group, LLP Commensurate with experience	USA-NY-New York City	12 Mar 10

fixed income compliance corporate bonds

Branch Office Examinations & Internal Controls Testing VP	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	12 Mar 10

Perform an integral role in the firm's ability to meet mandatory branch office review requirements, and assist...

Director- Compliance Risk	The Forum Group Base salary, bonus and benefits	USA-NY-New York City	12 Mar 10

Our client, a global investment banks seeks a compliance professional to run their Compliance Risk Review team...

Associate - Market Review Compliance	The Forum Group Base salary, bonus and benefits.	USA-NY-New York City	12 Mar 10

Applicants should have 3-5 years of experience in a marketing material review position in an investment adviso...

Compliance Officer III	BNY Mellon Asset Management negotiable	USA-CT-Norwalk	11 Mar 10

EACM Advisors LLC is a leading investment advisory firm specializing in multi-manager investment programs for ...

Compliance Manager III	BNY Mellon Asset Management DOE	USA-NY-New York City	11 Mar 10

You will manage all aspects of the firm’s investment advisory compliance program. Also, you will coordinate wi...

Director of Regulatory Audit Compliance	Michael Page Base plus bonus.	USA-NY-New York City	11 Mar 10

The Director within the Regulatory/Legal team is to aligned to the business and plan execute and manage audit ...

Fixed Income Compliance Officer	Societe Generale Commensurate with experience	USA-NY-New York City	11 Mar 10

This position is in the US Legal and Compliance Department and is for a MARK (Global Markets) Compliance Offic...

OFAC Compliance	The Forum Group Base plus bonus	USA-NY-New York City	10 Mar 10

Our client, an international Bank, B/D and IBD is looking to bring a compliance officer to help manager the OF...

Chief Complaince Officer-International Bank (NYC)	SRI Search commensurate with experience	USA-NY-New York City	10 Mar 10

International Foreign Bank operating in the U.S. is seeking a Head of Compliance Office for the NY Office to ...

Product Manager – OATS & Market Data Systems	UNX LLC Salary	USA-NY-New York City	10 Mar 10

Accurate reporting of OATS information to FINRA and Market Data distribution data to applicable vendors. In ad...

Futures/Currency/Options Trade Compliance	Michael Page 125,000 -170,000	USA-CT-Stamford	10 Mar 10

Leading Global Hedge Fund is looking for a mid to senior level trade compliance officer with experience overse...

Hedge Fund Compliance Officer	Michael Page 100,000 - 150,000	USA-NY-New York City	09 Mar 10

Hedge Fund is looking compliance officer with 3-7 years of hands on experience at a hedge fund or asset manage...

Reconciliation Analyst	Societe Generale Commensurate with experience	USA-NY-New York City	09 Mar 10

Responsibilities include: 1) Managing DPDI related GL Reconciliations 2) Resolution of Auto-Reconciliation Sy...

Control Room Specialist	Societe Generale Commensurate with experience	USA-NY-New York City	09 Mar 10

Responsible for the day-to-day Control Room surveillance, the maintenance of the Watch and Restricted List and...

5 New Compliance Positions: Monitoring & Testing; Product Compliance; Customer Complaints, Anti-Money Laundering & more	The Compliance Search Group LLC Upon experience	USA-NY-New York City	05 Mar 10

The Compliance Search Group seeks a number of Compliance professionals for top-tier financial services firms.

Asset Management Compliance, Investment Bank – VP	The Compliance Search Group LLC Upon Experience	USA-NY-New York City	05 Mar 10

Our client is an international asset management firm.

Compliance Officer	OTR Global 100,000 base salary plus bonus	USA-NY-White Plains	04 Mar 10

The Compliance Officer will be responsible for the coordination and implementation of firm-wide compliance pro...

Director, Fixed Income Compliance Officer	BNP PARIBAS not disclosed	USA-NY-New York City	04 Mar 10

See job description below

Compliance Officer Surveillance- VP	Deutsche Bank competitve/ DOE	USA-NY-New York City	02 Mar 10

About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way ...

AVP Monitoring & Testing Compliance	Michael Page 150,000 - 250,000	USA-NY-New York City	25 Feb 10

Leading Global Investment Bank is seeking a Compliance Officer with 5-10 years of expertise in the area of mon...

Legal Documentation Negotiator	Société Générale - US Commensurate with experience	USA-NY-New York City	24 Feb 10

This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. ...

Fixed Income Counsel	Societe Generale Commensurate with experience	USA-NY-New York City	24 Feb 10

We are seeking to hire an attorney with several years experience working on fixed income derivatives transacti...

Sales and Trading Lawyer	Societe Generale Commensurate with experience	USA-NY-New York City	24 Feb 10

We are seeking to hire an attorney with several years experience working on transactions involving the fixed i...

Energy Senior Relationship Manager	Societe Generale Commensurate with experience	USA-NY-New York City	24 Feb 10

SG's Energy and Natural Resources Group is a global division of Societe Generale's Corporate and Investment ba...

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