| Senior ISDA Negotiator - Stamford, USA - Highly Competitive; ISDA, NAESB, EEI, Negotiator, Documentation | Selby Jennings Highly Competitive | USA-CT-Stamford | 03 Sep 10 |
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My client, a global leading Commodities trading house is seeking a senior ISDA Negotiator with at least 10 yea...
| Mutual Fund Chief Compliance Officer | Michael Page 200,000-400,000 | USA-NY-New York City | 03 Sep 10 |
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Leading Asset Manager in NYC is looking to add a Chief Compliance Officer to oversee the firm wide compliance ...
| Director: Operational Risk Managment | Comprehensive Recruiting Outstanding compensation and benefit pla... | USA-NY-New York City | 03 Sep 10 |
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Global Financial firm is looking to add a leader to their Operational Risk Management team.
| Surveillance Analyst/ Compliance - Information barriers surveillance | Comprehensive Recruiting $ OPEN | USA-NY-New York City | 03 Sep 10 |
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Surveillance Analyst/ Compliance Analyst needed for Securities Division and Investment Banking.
| Prime Brokerage Compliance Officer | Michael Page 125,000 -170,000 | USA-NY-New York City | 03 Sep 10 |
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Leading Global Investment Bank is looking for a VP Level Compliance Officer to provide guidance and advice to ...
| Compliance Officer - Trust Company | Michael Page 150,000 - 250,000 | USA-NY-New York City | 03 Sep 10 |
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Leading Investment Bank is looking to add a senior level compliance officer with 5-10 years of compliance expe...
| Hedge Fund/Registered Investment Advisor Compliance Professional | Resources Global Professionals Annually | USA-NY-New York City | 03 Sep 10 |
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Resources Global Professionals is a multinational professional services firm that helps business leaders execu...
| Quantitative Analyst / Surveillance Strategies | Comprehensive Recruiting Outstanding compensation, base and bonus... | USA-NY-New York City | 02 Sep 10 |
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Global financial firm is looking for an experienced Quantitative Analyst to join their Surveillance Strategies...
| Market Risk Quant – NYC (consult&perm) | The Hagan-Ricci Group Attractive compensation DOE | USA-NY-New York City | 02 Sep 10 |
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HRG is seeking top notch experienced Risk Quants with combined experience in audit and market/quantitative ris...
| Compliance Testing / Monitoring, Compliance Officer | The Compliance Search Group LLC Upon Experience | USA-NY-New York City | 02 Sep 10 |
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The Senior Compliance Manager will lead compliance practices efforts which includes compliance monitoring prog...
| Trust Companies and Banking Compliance Officer | The Compliance Search Group LLC Upon Experience | USA-NY-New York City | 02 Sep 10 |
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The new hire will join a group of Compliance Officers responsible for the main business lines of the firm and ...
| Chief Privacy Officer-Compliance Officer,VP | The Compliance Search Group LLC Upon Experience | USA-NY-New York City | 02 Sep 10 |
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This Sr. Compliance Officer will work under the direction of the Chief Compliance Officer.
| Energy, Power, Oil Compliance | The Compliance Search Group LLC Upon Experience | USA-CT-Fairfield | 02 Sep 10 |
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The Senior Energy Trading Compliance Officer will have responsibility for enhancing, maintaining and overseein...
| Fixed Income & Municipal Securities Compliance VP | The Compliance Search Group LLC over $100k | USA-NY-New York City | 02 Sep 10 |
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Diversified financial services firm seeks a Compliance professional for their fixed income capital markets div...
| VP of Compliance | Robert Half Financial Service Group $145-165K + 55% Bonus | USA-NY-New York City | 02 Sep 10 |
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Robert Half Financial Services group works with some of the most prestigious companies in the Financial Servic...
| Quantitative Finance Manager | Integrated Management Resources Open | USA-NY-New York City | 02 Sep 10 |
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Bulge Bracket Bank is seeking a Quantitative Finance Manager to lead the development of market risk capital mo...
| Compliance and Legal Technology | AllianceBernstein not disclosed | USA-NY-New York City | 01 Sep 10 |
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See job description below
| Compliance Associate | IJC Partners, LLC. base & bonus | USA-NY-New York City | 31 Aug 10 |
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Leading hedge fund seeks a compliance associate
| Latam KYC Analyst | Societe Generale Commensurate with experience | USA-NJ-Jersey City | 31 Aug 10 |
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KYC Department is responsible to perform all the "Know Your Customer" due diligence on existing and new client...
| ISDA Negotiator | Societe Generale Commensurate with experience | USA-NY-New York City | 31 Aug 10 |
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This person will work in the Legal and Compliance Department which provides legal support to the entire Bank. ...
| Prime Brokerage Attorney | Societe Generale Commensurate with experience | USA-NY-New York City | 31 Aug 10 |
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The legal team for Equities, Solutions and Equity Derivatives is part of the U.S. Legal and Compliance Departm...
| Compliance Testing and Monitoring Officer | Not Disclosed Commensurate with experience | USA-NY-New York City | 31 Aug 10 |
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Testing and monitoring reviews consist of reviewing specific businesses and their compliance with a set of rul...
| KYC Analyst | Societe Generale Commensurate with experience | USA-NJ-Jersey City | 31 Aug 10 |
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KYC Department is responsible to perform all the "Know Your Customer" due diligence on existing clients and ne...
| Complinace Director/Banking Compliance | The Forum Group Base plus bonus | USA-NY-New York City | 31 Aug 10 |
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Leading financial services firm is looking for a Director of Compliance that will be responsible for overseein...
| Global Hedge Fund- Senior Compliance Officer | Michael Page 150,000 - 250,000 | USA-NY-New York City | 31 Aug 10 |
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Leading multi billion dollar NYC Hedge Fund is looking for a mid to senior level compliance officer with 5-8 y...
| Surveillance Officers - VP Equities/VP Options | Michael Page 150,000 - 250,000 | USA-NY-New York City | 31 Aug 10 |
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Global investment bank in New York City is looking for VP level surveillance officers covering Institutional E...
| Head of Bank Regulatory Compliance | Michael Page 200,000 - 300,000 | USA-NY-New York City | 31 Aug 10 |
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Leading Global Investment Bank is looking for a senior level Compliance Director to head the firm wide bank re...
| Fixed Income Compliance Officer | Michael Page Excellent Salary, Bonus and Benefits | USA-CT-Greenwich | 31 Aug 10 |
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Reporting to the Head of Compliance, you will support the Fixed Income division within this growing and highly...
| Compliance Manager - PWM/40 Act | Michael Page 200,000 - 225,000 | USA-NY-New York City | 31 Aug 10 |
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Leading Global Investment Bank is looking to add a senior level compliance manager to cover the Investment Adv...
| Manager - Compliance Testing & Monitoring | Michael Page 150,000 - 250,000 | USA-NY-New York City | 31 Aug 10 |
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Global Investment Bank is looking for a senior level testing & monitoring compliance manager to lead a team. T...