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Compliance & AML Officer HAYS Competitive Canada-ON-Toronto 06 May 13

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Compliance & AML Officer HAYS Competitive Canada-ON-Toronto 29 Apr 13

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Lead Compliance Coverage Officer for US Finance Morgan Stanley Competitive USA-NY-New York City 23 May 13

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Bank Compliance Testing Associate-Retail Morgan Stanley Competitive USA-NY-New York City 23 May 13

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Director/Manager in Financial Holding Co. Monitoring and Testing Morgan Stanley Competitive USA-NY-New York City 23 May 13

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Compliance Technology Sr. Consultants/Mgrs for Global Advisory Firm in NYC Mindstaff Open USA-NY-New York City 23 May 13

Lend compliance subject matter knowledge to design and integration phase of each project, to give specificity ...

Compliance Associate Lime Brokerage LLC 45-65K USA-NY-New York City 22 May 13

This position is at our Main Office in New York, NY

Compliance Analyst Fortress Investment Group LLC Competitive base + Bonus structure USA-FL-Tampa 22 May 13

Fortress Investment Group is seeking a Compliance Analyst who will report to the Chief Compliance Officer and ...

SVP/ Director of Operational Risk, Compliance & Technology for leading NY Investment Bank Selby Jennings $Competitive Salary + Excellent Bonus &... USA-NY-New York City 22 May 13

A highly successful bank is looking for an experienced operational risk professional with extensive exposure t...

Senior Compliance Officer for Leading Broker Dealer (Series 24 required) | USA Selby Jennings 120 - 150k USD + bonus & benefits USA-CT-Greenwich 22 May 13

A leading US Broker-Dealer is looking for a new Chief Compliance Officer to lead both the Legal & Compliance f...

Compliance Analyst Not Disclosed 60K (or more depending on experience) +... USA-CA-Sunnyvale 22 May 13

Global long/short equity hedge fund manager with approximately $6.0 billion in assets under management seeks a...

AML Monitoring, Inquiries and Investigations Analyst Morgan Stanley Competitive USA-NY-New York City 22 May 13

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Investment Officer I/II Calpers Investments $3,185 - $7,087 USA-CA-Sacramento 21 May 13

As the nation's largest public pension fund, managing assets of $263.3 billion as of May 6, 2013, the Californ...

Portfolio Compliance Officer Huxley Associates Bonus, Full Benefits USA-MA-Boston 21 May 13

An asset management firm in Boston is seeking a senior Portfolio Compliance specialist with a background in tr...

Chief Compliance Officer Barclay Simpson USA $200-250,000Package USA-NJ-Jersey City 21 May 13

Our client is a European alternative asset manager with a US office that is due to double in size during 2013....

Account Executive (Institutional Shareholder Services) MSCI Competitive USA-MD-Gaithersburg 21 May 13

We''re seeking experienced sales candidates for an exciting corp. to corp. Account Executive opportunity with ...

Branch Controls Manager AXA Equitable DOE USA-MA-Boston 21 May 13

Great opportunity in our AXA Advisors Boston branch for a Branch Controls Manager!!!

Branch Controls Manager AXA Equitable DOE USA-MD-Baltimore 21 May 13

Great opportunity with our AXA Advisors Baltimore branch for a Branch Controls Manager!!!

Compliance Manager II Job BNY Mellon Competitive USA-NY-New York City 20 May 13

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Business Analyst (Compliance Technology) Tuttle agency 125000 USA-NY-New York City 20 May 13

YOU MUST HAVE EXPERIENCE WITH - TRADE REPORTING/SURVEILLANCE!

AVP Equities Compliance Advisory The Forum Group Base salary, bonus and benefits. USA-NY-New York City 20 May 13

Our client a global investment bank, seeks to add to it''s on the trading desk compliance advisory team.

Compliance AVP / VP - QA and Conformance The Forum Group Base salary, bonus and full benefits. USA-NY-New York City 20 May 13

Our client, a global investment banks has an exciting, created opportunity within it''s Global Compliance team...

Senior Compliance Analyst The Forum Group Base salary, bonus and excellent benefit... USA-NY-New York City 20 May 13

The Guidelines and Restrictions team is responsible for monitoring investment guideline compliance for institu...

AVP / VP Dodd Frank Testing The Forum Group Base salary, bonus and benefits USA-NY-New York City 20 May 13

Our client, a global investment bank is seeking to a fill a newly created role at either AVP or VP level depen...

Director, Risk Assessments & Testing The Forum Group Base salary, bonus and benefits. USA-NJ-Union City 20 May 13

Our client, a top tier financial services firm based in Jersey City seeks an experienced Compliance profession...

Private Equity Compliance Associate The Forum Group Base salary, bonus and benefits. USA-NY-New York City 20 May 13

Our client is a well recognized and highly respected investment and advisory firm with an unparalleled opportu...

VP AML Private Equity The Forum Group USA USA-NY-New York City 20 May 13

Our client, one of the largest and most prestigious Private Equity firms in the world has a newly created oppo...

VP Fixed Income Surveillance The Forum Group Base salary, bonus and benefits USA-NY-New York City 20 May 13

Our client is a top tier, global investment bank looking to expand their Compliance team with a highly qualifi...

Infrastructure Transactional/Private Funds Attorney Morgan Stanley Competitive USA-NY-New York City 19 May 13

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Senior Consumer Compliance Specialist Morgan Stanley Competitive USA-NY-New York City 19 May 13

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